Tag: broker
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Privé sees path to multi-manager dominance
Privé Technologies, a Hong Kong-based fintech, has ambitions to dominate the wealthtech industry outside of the United States by combining robo-advisory with operational expertise....
BlackRock and SEC Discuss iShares Bitcoin Trust Listing on Nasdaq
On November 20, 2023, a critical meeting was held between the United States Securities and Exchange Commission (SEC) and representatives from BlackRock, Inc., and...
Exclusive: Inside FXCM’s New Trading Platform
The Chief Executive Officer of the online brokerage firm FXCM, Brendan Callan, unveiled a new multi-asset retail trading platform today (Wednesday) during the Finance...
Senator Cynthia Lummis Blasts SEC Following Kraken Lawsuit, Says Regulator Cannot Rule by Enforcement – The Daily Hodl
The U.S. Securities and Exchange Commission (SEC) has slapped the crypto exchange Kraken with new charges, and Wyoming Senator Cynthia Lummis isn’t happy about...
FMLS:23 Concludes with London Summit Awards Ceremony
Finance Magnates London Summit 2023 (FMLS:23) is officially a wrap, capped off as always by the prestigious awards ceremony at Old Billingsgate. The premium...
GCEX Granted Operational VASP Licence from Dubai’s Virtual Assets Regulatory Authority (VARA)
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Dubai’s Virtual Asset Regulatory Authority (VARA) has awarded an Operational VASP Licence for VA Broker Dealer services to GC Exchange FZE...
GCEX Receives Operational VASP Licence from Dubai’s Virtual Assets Regulatory Authority
Singapore, Singapore, November 22nd, 2023, Chainwire GC Exchange FZE (GCEX), part of the GCEX Group, has been granted an Operational VASP Licence for VA Broker...
SEC’ securities lending regulation – Rule 10c-1a and implications
The securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely...
Genesis Sues Gemini, Seeking About $690 Million In ‘Preferential Transfers’
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-->Genesis Global Capital, a crypto brokerage firm owned by Digital Currency Group (DCG), is seeking $689 million from Gemini,...
SEC Accuses Kraken of Operating Without Registration, Alleges Mixing of Funds
The U.S. Securities and Exchange Commission (SEC) has filed a complaint against Payward Inc. and Payward Ventures Inc., collectively known as Kraken, for operating...
Kinsing Cyberattackers Target Apache ActiveMQ Flaw to Mine Crypto
The attackers behind the Kinsing malware are the latest to exploit the Apache ActiveMQ critical remote code execution (RCE) vulnerability, targeting the flaw to...
SEC Levies $79 Million in Penalties on Brokerage Firms.
The
Securities and Exchange Commission (SEC) has announced charges against five
broker-dealers, three dually registered broker-dealers and investment advisers,
and two affiliated investment advisers for widespread and...
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